4//SEC Filing
Herzog Carolyn 4
Accession 0001062993-23-022473
CIK 0001707753other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 7:40 PM ET
Size
15.4 KB
Accession
0001062993-23-022473
Insider Transaction Report
Form 4
Elastic N.V.ESTC
Herzog Carolyn
Chief Legal Officer
Transactions
- Sale
Ordinary Shares
2023-12-12$115.43/sh−14,000$1,616,020→ 90,390 total - Sale
Ordinary Shares
2023-12-12$115.54/sh−4,914$567,749→ 104,390 total - Sale
Ordinary Shares
2023-12-12$116.00/sh−1,320$153,120→ 109,304 total - Award
Ordinary Shares
2023-12-08+18,564→ 99,537 total - Sale
Ordinary Shares
2023-12-11$114.97/sh−2,913$334,908→ 96,624 total - Exercise/Conversion
Ordinary Shares
2023-12-12$78.30/sh+14,000$1,096,200→ 110,624 total - Exercise/Conversion
Employee Stock Options (right to buy)
2023-12-12−14,000→ 23,620 totalExercise: $78.30Exp: 2032-06-07→ Ordinary Shares (14,000 underlying)
Footnotes (6)
- [F1]The ordinary shares are represented by restricted stock units ("RSUs"), which vest in sixteen equal quarterly installments beginning on March 8, 2024.
- [F2]Includes 271 ordinary shares purchased under the Issuer's Employee Stock Purchase Plan on September 15, 2023.
- [F3]The ordinary shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of RSUs. This sale was mandated by the Issuer's equity incentive plan which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- [F4]The sale of 1,320 ordinary shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2023.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.38 to $115.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The options vest in 48 equal monthly installments beginning on July 8, 2022. As of the transaction date 14,107 ordinary shares underlying the options had vested.
Issuer
Elastic N.V.
CIK 0001707753
Entity typeother
Related Parties
1- filerCIK 0001927549
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 7:40 PM ET
- Size
- 15.4 KB