4//SEC Filing
Ventura Joseph C 4
Accession 0001062993-23-022803
CIK 0000049071other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:11 AM ET
Size
25.7 KB
Accession
0001062993-23-022803
Insider Transaction Report
Form 4
HUMANA INCHUM
Ventura Joseph C
Chief Legal Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-12-15−373→ 0 total→ Humana Common (373 underlying) - Tax Payment
Humana Common
2023-12-15$463.58/sh−169$78,345→ 4,579 total - Exercise/Conversion
Humana Common
2023-12-15+373→ 4,560 total - Exercise/Conversion
Humana Common
2023-12-15+359→ 4,938 total - Tax Payment
Humana Common
2023-12-15$463.58/sh−174$80,663→ 4,386 total - Exercise/Conversion
Restricted Stock Units
2023-12-15−362→ 362 total→ Humana Common (362 underlying) - Exercise/Conversion
Humana Common
2023-12-15+362→ 4,748 total - Tax Payment
Humana Common
2023-12-15$463.58/sh−168$77,881→ 4,770 total - Exercise/Conversion
Restricted Stock Units
2023-12-15−359→ 719 total→ Humana Common (359 underlying)
Holdings
- 240(indirect: See Footnote)
Humana Common
- 4,656
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (4,656 underlying) - 4,598
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,598 underlying) - 3,932
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,932 underlying) - 4,162
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (4,162 underlying)
Footnotes (10)
- [F1]Shares held for the benefit of reporting person as of November 30, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F7]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F9]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001768291
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 10:11 AM ET
- Size
- 25.7 KB