4//SEC Filing
Agrawal Vishal 4
Accession 0001062993-23-022805
CIK 0000049071other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 10:13 AM ET
Size
27.5 KB
Accession
0001062993-23-022805
Insider Transaction Report
Form 4
HUMANA INCHUM
Agrawal Vishal
Chief Strat & Corp Dev Officer
Transactions
- Tax Payment
Humana Common
2023-12-15$463.58/sh−149$69,073→ 8,496 total - Exercise/Conversion
Humana Common
2023-12-15+310→ 8,975 total - Exercise/Conversion
Restricted Stock Units
2023-12-15−329→ 0 total→ Humana Common (329 underlying) - Exercise/Conversion
Restricted Stock Units
2023-12-15−309→ 309 total→ Humana Common (309 underlying) - Exercise/Conversion
Humana Common
2023-12-15+329→ 8,645 total - Exercise/Conversion
Restricted Stock Units
2023-12-15−310→ 621 total→ Humana Common (310 underlying) - Exercise/Conversion
Humana Common
2023-12-15+309→ 8,805 total - Tax Payment
Humana Common
2023-12-15$463.58/sh−140$64,901→ 8,665 total - Tax Payment
Humana Common
2023-12-15$463.58/sh−140$64,901→ 8,835 total
Holdings
- 4,057
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,057 underlying) - 10,577
Options
Exercise: $308.31Exp: 2025-12-11→ Humana Common (10,577 underlying) - 5,388
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (5,388 underlying) - 5,372
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (5,372 underlying) - 3,356
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,356 underlying) - 3,594
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (3,594 underlying)
Footnotes (11)
- [F1]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 12/11/2018, vesting in three increments from 12/11/19 to 12/11/21.
- [F10]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
- [F11]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Restricted Stock Units on 12/15/23.
- [F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 02/25/20 to 02/25/22.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
- [F9]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001761461
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 10:13 AM ET
- Size
- 27.5 KB