RIVERA ALFREDO 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 22, 2023
Insider Transaction Report
Form 4
RIVERA ALFREDO
Director
Transactions
- Award
Common Stock
2023-12-20+83→ 8,243 total - Award
Phantom Stock Units
2023-12-20$78.36/sh+7$549→ 1,630 total→ Common Stock (7 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.