Sullivan Brian F. 4

Accession 0001062993-24-000420

CIK 0001603454other

View on SEC.gov Company Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 4:11 PM ET

Size

32.3 KB

Accession

0001062993-24-000420

Insider Transaction Report

Form 4

Period: 2024-01-02

Celcuity Inc.CELC

SULLIVAN BRIAN F

DirectorChief Executive Officer

Transactions

Award
Stock Option (right to buy)
2024-01-02+84,000→ 84,000 total
Exercise: $14.78Exp: 2034-01-02→ Common Stock (84,000 underlying)

Holdings

Common Stock
1,283,296
Common Stock
(indirect: By Spouse)
870,000
Common Stock
(indirect: By Trust)
863,347
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (50,000 underlying)
50,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-03-18→ Common Stock (11,889 underlying)
11,889
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-04-12→ Common Stock (13,509 underlying)
13,509
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (20,000 underlying)
20,000
Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (20,000 underlying)
20,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-02-02→ Common Stock (12,859 underlying)
12,859
Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (17,281 underlying)
17,281
Stock Option (right to buy)
Exercise: $5.50Exp: 2030-12-28→ Common Stock (11,081 underlying)
11,081
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-10-27→ Common Stock (6,569 underlying)
6,569
Stock Option (right to buy)
Exercise: $5.50Exp: 2027-09-19→ Common Stock (8,220 underlying)
8,220
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-08-13→ Common Stock (3,769 underlying)
3,769
Stock Option (right to buy)
Exercise: $8.40Exp: 2027-05-17→ Common Stock (21,500 underlying)
21,500
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-10-17→ Common Stock (14,675 underlying)
14,675
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (17,000 underlying)
17,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (4,985 underlying)
4,985
Stock Option (right to buy)
Exercise: $5.50Exp: 2032-05-17→ Common Stock (250,000 underlying)
250,000
Warrants (right to buy)
Exercise: $8.05Exp: 2027-12-09→ Common Stock (104,340 underlying)
104,340
Stock Option (right to buy)
Exercise: $9.89Exp: 2033-08-25→ Common Stock (180,000 underlying)
180,000
Stock Option (right to buy)
Exercise: $11.55Exp: 2033-02-16→ Common Stock (69,760 underlying)
69,760

Footnotes (14)

[F1]The Reporting Person is the beneficial owner of these securities.
[F10]1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
[F11]Fully exercisable.
[F12]These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
[F13]45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.
[F14]21,000 shares vest on 8/25/24; the remaining 63,000 shares vest 1/36th per month thereafter.
[F2]The Reporting Person holds all voting and dispositive power with respect to the securities held by the trust and is the beneficial owner of these securities.
[F3]Fully vested.
[F4]5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
[F5]2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
[F6]3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
[F7]2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
[F8]3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
[F9]5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

Celcuity Inc.

CIK 0001603454

→

Entity typeother

IncorporatedMN

Related Parties

filerCIK 0000940454

Filing Metadata

Form type: 4
Filed: Jan 3, 7:00 PM ET
Accepted: Jan 4, 4:11 PM ET
Size: 32.3 KB

View on SEC.gov