VACCINEX, INC.·4

Feb 9, 4:32 PM ET

FRIEDBERG ALBERT 4

4 · VACCINEX, INC. · Filed Feb 9, 2024

Insider Transaction Report

Form 4
Period: 2024-02-08
FRIEDBERG ALBERT
Director10% Owner
Transactions
  • Award

    Common Stock

    2024-02-08$0.72/sh+1,655,172$1,200,0006,402,966 total(indirect: By FCMI Parent Co.)
  • Award

    Warrant (Right to Buy)

    2024-02-08$0.72/sh+1,655,172$1,200,0001,655,172 total(indirect: By FCMI Parent Co.)
    Exercise: $1.00From: 2024-02-08Exp: 2029-02-08Common Stock (1,655,172 underlying)
Holdings
  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $1.00From: 2023-10-03Exp: 2028-10-03Common Stock (3,000,000 underlying)
    3,000,000
  • Common Stock

    29,304
  • Common Stock

    (indirect: By Pan Atlantic Holdings Ltd.)
    2,509
  • Common Stock

    (indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
    234,127
Footnotes (3)
  • [F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES