4//SEC Filing
Ventura Joseph C 4
Accession 0001062993-24-004170
CIK 0000049071other
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 12:54 PM ET
Size
20.6 KB
Accession
0001062993-24-004170
Insider Transaction Report
Form 4
HUMANA INCHUM
Ventura Joseph C
Chief Legal Officer
Transactions
- Exercise/Conversion
Humana Common
2024-02-22+3,411→ 8,181 total - Tax Payment
Humana Common
2024-02-22$366.11/sh−1,153$422,119→ 7,028 total - Award
Humana Common
2024-02-21+4,425→ 11,453 total - Award
Options
2024-02-21+6,572→ 6,572 totalExercise: $367.21Exp: 2031-02-21→ Humana Common (6,572 underlying)
Holdings
- 245(indirect: See Footnote)
Humana Common
- 4,656
Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (4,656 underlying) - 4,598
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,598 underlying) - 3,932
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,932 underlying) - 4,162
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (4,162 underlying) - 362
Restricted Stock Units
→ Humana Common (362 underlying) - 719
Restricted Stock Units
→ Humana Common (719 underlying)
Footnotes (13)
- [F1]Shares held for the benefit of reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Restricted stock units granted to reporting person 2/21/24.
- [F11]Includes 4,425 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
- [F12]Includes Performance Stock Units not required to be reported until vest.
- [F13]Shares disposed of represent payment for tax liability on Performance Stock Units vested on 2/22/24.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F9]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001768291
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 12:54 PM ET
- Size
- 20.6 KB