Fleming William Kevin 4

Accession 0001062993-24-004189

CIK 0000049071other

View on SEC.gov Company Profile

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 2:29 PM ET

Size

23.8 KB

Accession

0001062993-24-004189

Insider Transaction Report

Form 4

Period: 2024-02-21

HUMANA INCHUM

Fleming William Kevin

President, Hlthcare Svc Sgmt

Transactions

Award
Humana Common
2024-02-21+1,396→ 11,723 total
Exercise/Conversion
Humana Common
2024-02-22+3,566→ 11,553 total
Tax Payment
Humana Common
2024-02-22$366.11/sh−1,226$448,845→ 10,327 total
Award
Options
2024-02-21+5,389→ 5,389 total
Exercise: $367.21Exp: 2031-02-21→ Humana Common (5,389 underlying)

Holdings

Options
Exercise: $350.79Exp: 2027-02-24→ Humana Common (2,149 underlying)
2,149
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (3,698 underlying)
3,698
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (3,750 underlying)
3,750
Humana Common
(indirect: See Footnote)
121
Options
Exercise: $307.96Exp: 2026-02-25→ Humana Common (324 underlying)
324
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (4,807 underlying)
4,807
Restricted Stock Units
→ Humana Common (345 underlying)
345
Restricted Stock Units
→ Humana Common (639 underlying)
639
Phantom Stock Units
(indirect: See Footnote)
→ Humana Common (24 underlying)
24

Footnotes (15)

[F1]Shares held for the benefit of reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
[F10]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
[F11]Restricted stock units granted to reporting person on 2/21/24.
[F12]Includes 1,396 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
[F13]Phantom Stock Units held for the benefit of reporting person as of January 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
[F14]Includes Performance Stock Units that are not required to be reported until vest.
[F15]Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/22/24.
[F2]Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
[F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
[F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
[F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
[F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
[F7]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
[F8]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F9]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

HUMANA INC

CIK 0000049071

→

Entity typeother

Related Parties

filerCIK 0001699801

Filing Metadata

Form type: 4
Filed: Feb 22, 7:00 PM ET
Accepted: Feb 23, 2:29 PM ET
Size: 23.8 KB

View on SEC.gov