4//SEC Filing
KAY STEPHEN H 4
Accession 0001062993-24-005631
CIK 0001428439other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 8:40 PM ET
Size
14.3 KB
Accession
0001062993-24-005631
Insider Transaction Report
Form 4
ROKU, INCROKU
KAY STEPHEN H
VP, General Counsel, Secretary
Transactions
- Exercise/Conversion
Class A Common Stock
2024-03-01+7,734→ 88,447 total - Tax Payment
Class A Common Stock
2024-03-01$63.35/sh−2,678$169,651→ 85,769 total - Sale
Class A Common Stock
2024-03-04$63.20/sh−4,310$272,392→ 81,459 total - Exercise/Conversion
Restricted Stock Unit
2024-03-01−2,151→ 10,756 total→ Class A Common Stock (2,151 underlying) - Exercise/Conversion
Restricted Stock Unit
2024-03-01−4,439→ 44,389 total→ Class A Common Stock (4,439 underlying) - Exercise/Conversion
Restricted Stock Unit
2024-03-01−1,144→ 3,434 total→ Class A Common Stock (1,144 underlying)
Footnotes (6)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
- [F2]Shares sold pursuant to Mr. Kay's 10b5-1 plan.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- [F4]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
- [F5]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- [F6]This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001247487
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 8:40 PM ET
- Size
- 14.3 KB