KAY STEPHEN H 4

4 · ROKU, INC · Filed Mar 5, 2024

Form 4

Period: 2024-03-01

VP, General Counsel, Secretary

Transactions

Exercise/Conversion
Class A Common Stock
2024-03-01+7,734→ 88,447 total
Tax Payment
Class A Common Stock
2024-03-01$63.35/sh−2,678$169,651→ 85,769 total
Sale
Class A Common Stock
2024-03-04$63.20/sh−4,310$272,392→ 81,459 total
Exercise/Conversion
Restricted Stock Unit
2024-03-01−2,151→ 10,756 total
→ Class A Common Stock (2,151 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-03-01−4,439→ 44,389 total
→ Class A Common Stock (4,439 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-03-01−1,144→ 3,434 total
→ Class A Common Stock (1,144 underlying)

Footnotes (6)

[F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.
[F2]Shares sold pursuant to Mr. Kay's 10b5-1 plan.
[F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
[F4]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
[F5]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
[F6]This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.

Documents

1 file