KLOCK JOHN C JR 4
4 · QT IMAGING HOLDINGS, INC. · Filed Mar 6, 2024
Insider Transaction Report
Form 4
KLOCK JOHN C JR
Director10% Owner
Transactions
- Award
Common Stock
2024-03-04+2,881,140→ 2,881,140 total(indirect: By Trust)
Footnotes (2)
- [F1]Received in exchange for 8,407,114 shares of QT Imaging, Inc. ("QT Imaging") in connection with the merger of QT Imaging into a subsidiary of QT Imaging Holdings, Inc. (the "Company") pursuant to the exchange ratio set forth in the business combination agreement between QT Imaging and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $3.53.
- [F2]The Common Stock are held directly by John C. Klock, Jr. and Cynthia L. Klock Trust Dated 7/27/07 (the "Trust"). The Common Stock held by the Trust are beneficially owned jointly by Dr. John C. Klock, Jr., the Company's Chief Executive Officer and Director and Cynthia L. Klock, wife of Dr. John C. Klock, Jr., who jointly have sole voting and dispositive power over the shares held by the Trust.