4//SEC Filing
Sullivan Brian F. 4
Accession 0001062993-24-006878
CIK 0001603454other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 4:14 PM ET
Size
33.5 KB
Accession
0001062993-24-006878
Insider Transaction Report
Form 4
Celcuity Inc.CELC
SULLIVAN BRIAN F
DirectorChief Executive Officer
Transactions
- Gift
Common Stock
2024-03-18+765,897→ 765,897 total(indirect: By Trust) - Gift
Common Stock
2024-03-18−765,897→ 189,103 total(indirect: By Spouse)
Holdings
- 1,198,296
Common Stock
- 8,220
Stock Option (right to buy)
Exercise: $5.50Exp: 2027-09-19→ Common Stock (8,220 underlying) - 3,769
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-08-13→ Common Stock (3,769 underlying) - 50,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (50,000 underlying) - 14,675
Stock Option (right to buy)
Exercise: $5.50Exp: 2028-10-17→ Common Stock (14,675 underlying) - 4,985
Stock Option (right to buy)
Exercise: $5.50Exp: 2029-08-12→ Common Stock (4,985 underlying) - 17,281
Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (17,281 underlying) - 11,889
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-03-18→ Common Stock (11,889 underlying) - 20,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (20,000 underlying) - 250,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2032-05-17→ Common Stock (250,000 underlying) - 180,000
Stock Option (right to buy)
Exercise: $9.89Exp: 2033-08-25→ Common Stock (180,000 underlying) - 84,000
Stock Option (right to buy)
Exercise: $14.78Exp: 2034-01-02→ Common Stock (84,000 underlying) - 863,347(indirect: By Trust)
Common Stock
- 21,500
Stock Option (right to buy)
Exercise: $8.40Exp: 2027-05-17→ Common Stock (21,500 underlying) - 20,000
Stock Option (right to buy)
Exercise: $5.90Exp: 2030-08-12→ Common Stock (20,000 underlying) - 11,081
Stock Option (right to buy)
Exercise: $5.50Exp: 2030-12-28→ Common Stock (11,081 underlying) - 12,859
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-02-02→ Common Stock (12,859 underlying) - 13,509
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-04-12→ Common Stock (13,509 underlying) - 17,000
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-08-11→ Common Stock (17,000 underlying) - 6,569
Stock Option (right to buy)
Exercise: $5.50Exp: 2031-10-27→ Common Stock (6,569 underlying) - 104,340
Warrants (right to buy)
Exercise: $8.05Exp: 2027-12-09→ Common Stock (104,340 underlying) - 69,760
Stock Option (right to buy)
Exercise: $11.55Exp: 2033-02-16→ Common Stock (69,760 underlying)
Footnotes (11)
- [F1]The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.
- [F10]45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.
- [F11]21,000 shares vest on 8/25/24; the remaining 63,000 shares vest 1/36th per month thereafter.
- [F2]Fully vested.
- [F3]5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
- [F4]2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
- [F5]3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
- [F6]2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
- [F7]3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
- [F8]5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
- [F9]1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
Issuer
Celcuity Inc.
CIK 0001603454
Entity typeother
IncorporatedMN
Related Parties
1- filerCIK 0000940454
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 4:14 PM ET
- Size
- 33.5 KB