HOCHSCHILD ROGER C 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 1, 2024
Insider Transaction Report
Form 4
HOCHSCHILD ROGER C
Director
Transactions
- Award
Common Stock
2024-03-28+250→ 31,476 total - Award
Phantom Stock Units
2024-03-28$86.31/sh+186$16,054→ 23,416 total→ Common Stock (186 underlying)
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.