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4//SEC Filing

FRIEDBERG ALBERT 4

Accession 0001062993-24-007660

CIK 0001205922other
View on SEC.govCompany Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 8:53 PM ET

Size

14.1 KB

Accession

0001062993-24-007660

Insider Transaction Report

Form 4
Period: 2024-03-28
VACCINEX, INC.VCNX
FRIEDBERG ALBERT
Director10% Owner
Transactions
  • Award

    Common Stock

    2024-03-28$7.77/sh+102,960$799,999→ 560,315 total(indirect: By FCMI Parent Co.)
  • Award

    Warrant (Right to Buy)

    2024-03-28$7.77/sh+102,960$799,999→ 102,960 total(indirect: By FCMI Parent Co.)
    Exercise: $7.64From: 2024-03-28Exp: 2029-03-28→ Common Stock (102,960 underlying)
Holdings

  • Common Stock

    2,094

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $14.00From: 2023-10-03Exp: 2028-10-03→ Common Stock (214,285 underlying)
    214,285

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $14.00From: 2024-02-08Exp: 2029-02-08→ Common Stock (118,226 underlying)
    118,226

  • Common Stock

    (indirect: By Pan Atlantic Holdings Ltd.)
    180

  • Common Stock

    (indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
    16,724
FCMI Parent Co.
10% Owner
Transactions
  • Award

    Common Stock

    2024-03-28$7.77/sh+102,960$799,999→ 560,315 total(indirect: By FCMI Parent Co.)
  • Award

    Warrant (Right to Buy)

    2024-03-28$7.77/sh+102,960$799,999→ 102,960 total(indirect: By FCMI Parent Co.)
    Exercise: $7.64From: 2024-03-28Exp: 2029-03-28→ Common Stock (102,960 underlying)
Holdings

  • Common Stock

    2,094

  • Common Stock

    (indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
    16,724

  • Common Stock

    (indirect: By Pan Atlantic Holdings Ltd.)
    180

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $14.00From: 2024-02-08Exp: 2029-02-08→ Common Stock (118,226 underlying)
    118,226

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $14.00From: 2023-10-03Exp: 2028-10-03→ Common Stock (214,285 underlying)
    214,285
Footnotes (3)
  • [F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

VACCINEX, INC.

CIK 0001205922

→
Entity typeother

Related Parties

1
  • filerCIK 0001268239

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 8:53 PM ET
Size
14.1 KB
View on SEC.gov