FRIEDBERG ALBERT 4

4 · VACCINEX, INC. · Filed Apr 1, 2024

Form 4

Period: 2024-03-28

Director10% Owner

Transactions

Award
Common Stock
2024-03-28$7.77/sh+102,960$799,999→ 560,315 total(indirect: By FCMI Parent Co.)
Award
Warrant (Right to Buy)
2024-03-28$7.77/sh+102,960$799,999→ 102,960 total(indirect: By FCMI Parent Co.)
Exercise: $7.64From: 2024-03-28Exp: 2029-03-28→ Common Stock (102,960 underlying)

Holdings

Common Stock
2,094
Warrant (Right to Buy)
(indirect: By FCMI Parent Co.)
Exercise: $14.00From: 2023-10-03Exp: 2028-10-03→ Common Stock (214,285 underlying)
214,285
Warrant (Right to Buy)
(indirect: By FCMI Parent Co.)
Exercise: $14.00From: 2024-02-08Exp: 2029-02-08→ Common Stock (118,226 underlying)
118,226
Common Stock
(indirect: By Pan Atlantic Holdings Ltd.)
180
Common Stock
(indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
16,724

Footnotes (3)

[F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Documents

1 file