4//SEC Filing
New Jason Griffin 4
Accession 0001062993-24-010470
CIK 0000031235other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:34 PM ET
Size
16.1 KB
Accession
0001062993-24-010470
Insider Transaction Report
Form 4
EASTMAN KODAK COKODK
New Jason Griffin
Director
Transactions
- Disposition to Issuer
Restricted Stock Units
2024-05-14−23,365→ 0 totalExercise: $0.00From: 2024-05-14Exp: 2024-05-14→ Common Stock, par value $.01 (23,365 underlying) - Award
Phantom Stock
2024-05-14+23,365→ 45,440 totalExercise: $0.00→ Common Stock, par value $.01 (23,365 underlying) - Award
Restricted Stock Units
2024-05-15+19,921→ 19,921 totalExercise: $0.00→ Common Stock, par value $.01 (19,921 underlying)
Holdings
- 3,666
Stock Option (Right to Buy)
Exercise: $12.00Exp: 2030-05-19→ Common Stock, par value $.01 (3,666 underlying) - 88,002
Common Stock, par value $.01
- 21,081
Stock Option (Right to Buy)
Exercise: $3.03Exp: 2027-05-19→ Common Stock, par value $.01 (21,081 underlying) - 6,416
Stock Option (Right to Buy)
Exercise: $4.53Exp: 2030-05-19→ Common Stock, par value $.01 (6,416 underlying) - 6,416
Stock Option (Right to Buy)
Exercise: $6.03Exp: 2030-05-19→ Common Stock, par value $.01 (6,416 underlying)
Footnotes (4)
- [F1]These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. New deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
- [F2]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
- [F3]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders.
- [F4]This option has fully vested as of the date of this report.
Issuer
EASTMAN KODAK CO
CIK 0000031235
Entity typeother
Related Parties
1- filerCIK 0001443769
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:34 PM ET
- Size
- 16.1 KB