Home/Filings/4/0001062993-24-010486
4//SEC Filing

Banks Robert R. Jr. 4

Accession 0001062993-24-010486

CIK 0001196298other

Filed

May 15, 8:00 PM ET

Accepted

May 16, 4:49 PM ET

Size

8.7 KB

Accession

0001062993-24-010486

Insider Transaction Report

Form 4
Period: 2024-05-14
Banks Robert R. Jr.
DirectorPresident and CEO
Transactions
  • Purchase

    Common Stock

    2024-05-16$2.24/sh+50,000$112,05070,000 total
  • Award

    Stock Option (right to buy)

    2024-05-14+10,40610,406 total
    Exercise: $2.14Exp: 2034-05-14Common Stock (10,406 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $1.44Exp: 2033-05-05Common Stock (357,165 underlying)
    357,165
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.25, inclusive. The reporting person undertakes to provide Nephros Inc., any security holder of Nephros Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the set range set forth in this footnote.
  • [F2]Options to purchase 89,291 shares vest on 5/5/24 and options to purchase 267,874 shares vest quarterly in 12 equal amounts commencing on 8/5/24.
  • [F3]Options to purchase 2,601 shares vest on 5/14/25 and options to purchase the remaining 7,805 shares vest quarterly in 12 equal amounts commencing on 8/14/25.

Issuer

NEPHROS INC

CIK 0001196298

Entity typeother

Related Parties

1
  • filerCIK 0001977237

Filing Metadata

Form type
4
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:49 PM ET
Size
8.7 KB