4//SEC Filing
KAY STEPHEN H 4
Accession 0001062993-24-012011
CIK 0001428439other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 6:15 PM ET
Size
14.3 KB
Accession
0001062993-24-012011
Insider Transaction Report
Form 4
ROKU, INCROKU
KAY STEPHEN H
VP, General Counsel, Secretary
Transactions
- Tax Payment
Class A Common Stock
2024-06-03$57.94/sh−3,836$222,258→ 85,358 total - Sale
Class A Common Stock
2024-06-04$57.09/sh−3,322$189,653→ 82,036 total - Exercise/Conversion
Restricted Stock Unit
2024-06-03−4,439→ 39,950 total→ Class A Common Stock (4,439 underlying) - Exercise/Conversion
Restricted Stock Unit
2024-06-03−1,145→ 2,289 total→ Class A Common Stock (1,145 underlying) - Exercise/Conversion
Class A Common Stock
2024-06-03+7,735→ 89,194 total - Exercise/Conversion
Restricted Stock Unit
2024-06-03−2,151→ 8,605 total→ Class A Common Stock (2,151 underlying)
Footnotes (6)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.
- [F2]Shares sold pursuant to Mr. Kay's 10b5-1 plan.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- [F4]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.
- [F5]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- [F6]This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001247487
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 6:15 PM ET
- Size
- 14.3 KB