Smith Alan E 4
4 · GRAHAM CORP · Filed Jun 6, 2024
Insider Transaction Report
Form 4
GRAHAM CORPGHM
Smith Alan E
VP of Operations
Transactions
- Award
Restricted Stock Units
2024-06-04+3,873→ 3,873 totalExercise: $0.00→ Common Stock (3,873 underlying)
Holdings
- 49,351
Common Stock
- 4,749
Restricted Stock Units
Exercise: $0.00→ Common Stock (4,749 underlying) - 18,315
Restricted Stock Units
Exercise: $0.00→ Common Stock (18,315 underlying) - 3,053
Restricted Stock Units
Exercise: $0.00→ Common Stock (3,053 underlying)
Footnotes (5)
- [F1]These restricted stock units convert into common stock on a one-for-one basis.
- [F2]These restricted stock units were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027.
- [F3]One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
- [F4]Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/23/2023 and 5/23/2024, and except as otherwise provided in the award notice, the balance vests on 5/23/2025.
- [F5]These restricted stock units will vest on 5/23/2025, except as otherwise provided in the award notice.