Home/Filings/4/0001062993-24-012067
4//SEC Filing

GREENBERG SCOTT N 4

Accession 0001062993-24-012067

CIK 0001104038other

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 4:38 PM ET

Size

15.0 KB

Accession

0001062993-24-012067

Insider Transaction Report

Form 4
Period: 2024-06-05
GREENBERG SCOTT N
DirectorExecutive Chairman
Transactions
  • Award

    Common Stock, par value $0.001

    2024-06-05+35,000249,572 total
Holdings
  • Stock Option (Right to Buy)

    Exercise: $3.50Exp: 2025-01-07Common Stock, par value $0.001 (10,000 underlying)
    10,000
  • Warrant (Right to Buy)

    Exercise: $4.60From: 2020-06-22Exp: 2025-06-22Common Stock, par value $0.001 (6,403 underlying)
    6,403
  • Restricted Stock Units

    Exercise: $0.00Common Stock, par value $0.001 (30,000 underlying)
    30,000
  • 8% Convertible Promissory Note due 2026

    Exercise: $1.15From: 2023-08-25Exp: 2026-08-25Common Stock, par value $0.001 (43,478 underlying)
  • Warrant (Right to Buy)

    Exercise: $3.21From: 2022-10-14Exp: 2027-10-14Common Stock, par value $0.001 (15,552 underlying)
    15,552
  • Restricted Stock Units

    Exercise: $0.00Common Stock, par value $0.001 (56,819 underlying)
    56,819
Footnotes (6)
  • [F1]This restricted stock award was granted under the VerifyMe, Inc. 2020 Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests on 6/5/2025, subject to the reporting person's continuous service as a member of the board of directors.
  • [F2]Includes (i) 35,000 shares of restricted stock that vest on 6/5/2025, (ii) 86,806 shares of restricted stock that vest on 6/7/2024 and (iii) 68,310 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of VerifyMe, Inc. upon separation of the reporting person's service as a director.
  • [F3]These restricted stock units convert into common stock on a one-for-one basis.
  • [F4]These restricted stock units vest in two equal tranches, except as otherwise provided in the award notice. Tranche 1 will vest on 3/15/2025 if the issuer's common stock during such period was at or above $2.75 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $2.75 for 20 consecutive trading days, Tranche 1 will vest on 3/15/2026 if the issuer's common stock during such period was at or above $2.75 for 20 consecutive trading days. Tranche 2 will vest on 3/15/2025 if the issuer's common stock during such period was at or above $3.75 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $3.75 for 20 consecutive trading days, Tranche 2 will vest on 3/15/2026 if the issuer's common stock during such period was at or above $3.75 for 20 consecutive trading days.
  • [F5]These restricted stock units vest in two equal tranches, except as otherwise provided in the award notice. Tranche 1 will vest on 4/7/2024 if the issuer's common stock during such period was at or above $5.00 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $5.00 for 20 consecutive trading days, Tranche 1 will vest on 4/7/2025 if the issuer's common stock during such period was at or above $5.00 for 20 consecutive trading days. Tranche 2 will vest on 4/7/2024 if the issuer's common stock during such period was at or above $7.00 for 20 consecutive trading days. In the event that the issuer's common stock during such period does not reach $7.00 for 20 consecutive trading days, Tranche 2 will vest on 4/7/2025 if the issuer's common stock during such period was at or above $7.00 for 20 consecutive trading days.
  • [F6]This option is fully exercisable as of the date of this report.

Issuer

VerifyMe, Inc.

CIK 0001104038

Entity typeother

Related Parties

1
  • filerCIK 0001018206

Filing Metadata

Form type
4
Filed
Jun 5, 8:00 PM ET
Accepted
Jun 6, 4:38 PM ET
Size
15.0 KB