4//SEC Filing
McCullum Kenneth A. 4
Accession 0001062993-24-012341
CIK 0001126328other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 12:46 PM ET
Size
12.5 KB
Accession
0001062993-24-012341
Insider Transaction Report
Form 4
McCullum Kenneth A.
EVP - Chief Risk Officer
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-06-07$37.38/sh−2,910$108,776→ 0 totalExercise: $37.38From: 2017-02-22Exp: 2026-02-22→ Common Stock (2,910 underlying) - Disposition to Issuer
Common Stock
2024-06-07$79.56/sh−4,165$331,367→ 34,642 total - Disposition to Issuer
Common Stock
2024-06-07$80.30/sh−200$16,060→ 34,442 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-06-07$37.38/sh−1,455$54,388→ 1,455 totalExercise: $37.38From: 2018-02-22Exp: 2026-02-22→ Common Stock (1,455 underlying) - Award
Common Stock
2024-06-07$37.38/sh+4,365$163,164→ 38,807 total
Footnotes (3)
- [F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.24 to $80.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $80.31, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001830834
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 12:46 PM ET
- Size
- 12.5 KB