4//SEC Filing
Trompeter Patricia 4
Accession 0001062993-24-012439
CIK 0001591956other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 8:36 PM ET
Size
14.1 KB
Accession
0001062993-24-012439
Insider Transaction Report
Form 4
Trompeter Patricia
DirectorCEO
Transactions
- Exercise/Conversion
Restricted Stock Unit (RSU)
2024-06-07−571,608→ 674,107 total→ Common Stock (571,608 underlying) - Exercise/Conversion
Common Stock
2024-06-07+571,608→ 699,687 total - Sale
Common Stock
2024-06-11$1.14/sh−150,000$171,450→ 549,687 total
Footnotes (3)
- [F1]Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- [F2]This transaction represents the sale of shares by the reporting person to satisfy the issuer???s tax withholding obligations in connection with the release of vested RSUs on June 7, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.12 to $1.20, inclusive.
- [F3]The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 6/30/24 until 12/31/25.
Issuer
Sphere 3D Corp.
CIK 0001591956
Entity typeother
Related Parties
1- filerCIK 0001888940
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 8:36 PM ET
- Size
- 14.1 KB