4//SEC Filing
KAY STEPHEN H 4
Accession 0001062993-24-012732
CIK 0001428439other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 7:55 PM ET
Size
13.2 KB
Accession
0001062993-24-012732
Insider Transaction Report
Form 4
ROKU, INCROKU
KAY STEPHEN H
VP, General Counsel, Secretary
Transactions
- Conversion
Class A Common Stock
2024-06-13+21,993→ 104,029 total - Conversion
Class B Common Stock
2024-06-13−21,993→ 0 totalExercise: $0.00→ Class A Common Stock (21,993 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-06-13$6.12/sh−21,993$134,597→ 0 totalExercise: $6.12Exp: 2027-05-15→ Class B Common Stock (21,993 underlying) - Sale
Class A Common Stock
2024-06-13$55.59/sh−12,124$673,973→ 91,905 total - Exercise/Conversion
Class B Common Stock
2024-06-13$6.12/sh+21,993$134,597→ 21,993 totalExercise: $6.12Exp: 2027-05-15→ Class A Common Stock (21,993 underlying)
Footnotes (3)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- [F2]Shares sold pursuant to Mr. Kay's 10b5-1 plan to satisfy income tax withholding obligations in connection with the exercise of a stock option.
- [F3]This stock option is fully vested.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001247487
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 7:55 PM ET
- Size
- 13.2 KB