Home/Filings/4/0001062993-24-013068
4//SEC Filing

BERMAN ROBERT ALAN 4

Accession 0001062993-24-013068

CIK 0001697851other

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 4:26 PM ET

Size

12.8 KB

Accession

0001062993-24-013068

Insider Transaction Report

Form 4
Period: 2024-06-18
BERMAN ROBERT ALAN
DirectorChief Executive Officer
Transactions
  • Gift

    Warrants (right to buy)

    2024-06-181,000,0000 total
    Exercise: $2.00From: 2023-01-18Exp: 2028-01-18Common Stock (1,000,000 underlying)
  • Gift

    Warrants (right to buy)

    2024-06-18+1,000,0001,000,000 total(indirect: By Avon Road Partners, L.P.)
    Exercise: $2.00From: 2023-01-18Exp: 2028-01-18Common Stock (1,000,000 underlying)
  • Exercise Out-of-Money

    Warrants (right to buy)

    2024-06-20700,0000 total(indirect: By Avon Road Partners, L.P.)
    Exercise: $1.40From: 2023-01-18Exp: 2028-01-18Common Stock (700,000 underlying)
  • Exercise Out-of-Money

    Common Stock

    2024-06-20$1.40/sh+700,000$980,0001,865,104 total(indirect: By Avon Road Partners, L.P.)
Holdings
  • Common Stock

    1,385,219
Footnotes (3)
  • [F1]The reporting person is the general partner of Avon Road Partners, L.P.
  • [F2]The reporting person transferred these warrants to Avon Road Partners, L.P., a limited partnership of which the reporting person is the general partner.
  • [F3]On June 20, 2024, the Issuer and the Avon Road Partners, L.P. entered into a Warrant Exercise Agreement (the "Agreement") pursuant to which the exercise price of the warrants originally issued to the reporting person on January 18, 2023 (the "Warrants"), and subsequently transferred by the reporting person to Avon Road Partners, L.P. on June 18, 2024, was reduced from $2.00 to $1.40, with a concomitant reduction in the number of shares into which the Warrants are exercisable, from 1,000,000 to 700,000.

Issuer

Rekor Systems, Inc.

CIK 0001697851

Entity typeother

Related Parties

1
  • filerCIK 0001169337

Filing Metadata

Form type
4
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 4:26 PM ET
Size
12.8 KB