Diamond Susan M 4

4 · HUMANA INC · Filed Aug 2, 2024

Insider Transaction Report

Form 4

Period: 2024-08-01

HUMANA INCHUM

Diamond Susan M

Chief Financial Officer

Transactions

Exercise/Conversion
Humana Common
2024-08-01+311→ 20,102 total
Tax Payment
Humana Common
2024-08-01$357.32/sh−142$50,740→ 19,960 total
Exercise/Conversion
Restricted Stock Units
2024-08-01−311→ 0 total
→ Humana Common (311 underlying)

Holdings

Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (1,508 underlying)
1,508
Options
Exercise: $428.68Exp: 2028-08-01→ Humana Common (3,793 underlying)
3,793
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (6,810 underlying)
6,810
Restricted Stock Units
→ Humana Common (512 underlying)
512
Humana Common
(indirect: See Footnote)
2,179
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,562 underlying)
5,562
Options
Exercise: $367.21Exp: 2031-02-21→ Humana Common (9,989 underlying)
9,989
Restricted Stock Units
→ Humana Common (1,176 underlying)
1,176
Phantom Stock Units
(indirect: See Footnote.)
→ Humana Common (327 underlying)
327

Footnotes (13)

[F1]Shares held for the benefit of the reporting person as of July 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
[F10]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
[F11]Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
[F12]Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 8/1/24.
[F13]Phantom Stock Units held for the benefit of reporting person as of July 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
[F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
[F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
[F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
[F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
[F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
[F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
[F8]Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.
[F9]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES