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4//SEC Filing

Sullivan Brian F. 4

Accession 0001062993-24-015560

CIK 0001603454other
View on SEC.govCompany Profile

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 4:27 PM ET

Size

37.6 KB

Accession

0001062993-24-015560

Insider Transaction Report

Form 4
Period: 2024-08-20
Celcuity Inc.CELC
SULLIVAN BRIAN F
DirectorChief Executive Officer
Transactions
  • Award

    Stock Option (performance)

    2024-08-20+150,000→ 150,000 total
    Exercise: $17.04Exp: 2034-08-20→ Common Stock (150,000 underlying)
  • Award

    Stock Option (right to buy)

    2024-08-20+250,000→ 250,000 total
    Exercise: $17.04Exp: 2034-08-20→ Common Stock (250,000 underlying)
  • Gift

    Common Stock

    2024-08-20+189,103→ 1,342,374 total
  • Gift

    Common Stock

    2024-08-20−189,103→ 0 total(indirect: By Spouse)
Holdings

  • Common Stock

    (indirect: By Trust)
    908,372

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2029-08-12→ Common Stock (4,985 underlying)
    4,985

  • Stock Option (right to buy)

    Exercise: $5.90Exp: 2030-08-12→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-02-02→ Common Stock (12,859 underlying)
    12,859

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-03-18→ Common Stock (11,889 underlying)
    11,889

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-04-12→ Common Stock (13,509 underlying)
    13,509

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2028-08-13→ Common Stock (3,769 underlying)
    3,769

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2028-10-17→ Common Stock (14,675 underlying)
    14,675

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2029-08-12→ Common Stock (50,000 underlying)
    50,000

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2030-12-28→ Common Stock (11,081 underlying)
    11,081

  • Warrants (right to buy)

    Exercise: $8.05Exp: 2027-12-09→ Common Stock (104,340 underlying)
    104,340

  • Common Stock

    (indirect: By Trust)
    765,897

  • Stock Option (right to buy)

    Exercise: $8.40Exp: 2027-05-17→ Common Stock (21,500 underlying)
    21,500

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-10-27→ Common Stock (6,569 underlying)
    6,569

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2032-05-17→ Common Stock (250,000 underlying)
    250,000

  • Stock Option (right to buy)

    Exercise: $14.78Exp: 2034-01-02→ Common Stock (84,000 underlying)
    84,000

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-08-11→ Common Stock (17,000 underlying)
    17,000

  • Stock Option (right to buy)

    Exercise: $9.89Exp: 2033-08-25→ Common Stock (180,000 underlying)
    180,000

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2027-09-19→ Common Stock (8,220 underlying)
    8,220

  • Stock Option (right to buy)

    Exercise: $11.55Exp: 2033-02-16→ Common Stock (69,760 underlying)
    69,760

  • Stock Option (right to buy)

    Exercise: $5.90Exp: 2030-08-12→ Common Stock (17,281 underlying)
    17,281

  • Stock Option (right to buy)

    Exercise: $5.50Exp: 2031-08-11→ Common Stock (20,000 underlying)
    20,000
Footnotes (12)
  • [F1]The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.
  • [F10]21,000 shares vest on 8/25/24; the remaining 63,000 shares vest 1/36th per month thereafter.
  • [F11]62,500 shares vest on 8/20/25; the remaining 187,500 shares vest 1/36th per month thereafter.
  • [F12]Option vests in 1/4th increments upon Celcuity's common stock achieving certain stock price performance milestones.
  • [F2]Fully vested.
  • [F3]2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
  • [F4]3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
  • [F5]2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
  • [F6]3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
  • [F7]5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
  • [F8]1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
  • [F9]45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.

Documents

1 file

Issuer

Celcuity Inc.

CIK 0001603454

→
Entity typeother
IncorporatedMN

Related Parties

1
  • filerCIK 0000940454

Filing Metadata

Form type
4
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 4:27 PM ET
Size
37.6 KB
View on SEC.gov