Kalbfleisch Kurt L. 4
4 · Sphere 3D Corp. · Filed Aug 30, 2024
Insider Transaction Report
Form 4
Kalbfleisch Kurt L.
Acting CEO and CFO
Transactions
- Exercise/Conversion
Common Stock
2024-08-28+23,326→ 147,515 total - Sale
Common Stock
2024-08-29$0.95/sh−11,000$10,450→ 136,515 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2024-08-28−23,326→ 93,638 total→ Common Stock (23,326 underlying)
Holdings
- 2,142(indirect: By Daughter)
Common Stock
- 2,142(indirect: By Son)
Common Stock
Footnotes (3)
- [F1]Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- [F2]This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on August 28, 2024.
- [F3]The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 11,607 shares vest 6/20/25 and (ii) 11,719 vest quarterly beginning 9/30/24 until 12/31/25 and 11,717 vest on 3/31/26.