4//SEC Filing
Renaudin George II 4
Accession 0001062993-24-016055
CIK 0000049071other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 10:22 AM ET
Size
19.1 KB
Accession
0001062993-24-016055
Insider Transaction Report
Form 4
HUMANA INCHUM
Renaudin George II
President, Insurance
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-09-01−1,241→ 0 total→ Humana Common (1,241 underlying) - Exercise/Conversion
Humana Common
2024-09-01+1,241→ 10,864 total - Tax Payment
Humana Common
2024-09-01$352.14/sh−303$106,698→ 10,561 total
Holdings
- 4,162
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (4,162 underlying) - 496(indirect: See Footnote)
Humana Common
- 230
Restricted Stock Units
→ Humana Common (230 underlying) - 609
Restricted Stock Units
→ Humana Common (609 underlying) - 163(indirect: See Footnote)
Phantom Stock Units
→ Humana Common (163 underlying) - 719
Restricted Stock Units
→ Humana Common (719 underlying) - 6,966
Options
Exercise: $367.21Exp: 2031-02-21→ Humana Common (6,966 underlying)
Footnotes (11)
- [F1]Shares held for the benefit of reporting person as of August 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Phantom Stock Units held for the benefit of reporting person as of August 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price.
- [F11]Shares disposed of represent payment for tax liability for Restricted Stock vesting occurring on 9/1/24.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F4]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F5]Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
- [F6]Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F7]Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
- [F8]Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
- [F9]Includes 7,250 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001964078
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 10:22 AM ET
- Size
- 19.1 KB