PRINCIPAL FINANCIAL GROUP INC·4

Sep 6, 3:20 PM ET

McCullum Kenneth A. 4

4 · PRINCIPAL FINANCIAL GROUP INC · Filed Sep 6, 2024

Insider Transaction Report

Form 4
Period: 2024-09-05
McCullum Kenneth A.
EVP - Chief Risk Officer
Transactions
  • Award

    Common Stock

    2024-09-05$37.38/sh+4,365$163,16438,290 total
  • Disposition to Issuer

    Common Stock

    2024-09-05$79.78/sh4,365$348,24033,925 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2024-09-05$37.38/sh1,455$54,3880 total
    Exercise: $37.38From: 2018-02-22Exp: 2026-02-22Common Stock (1,455 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2024-09-05$37.38/sh2,910$108,7760 total
    Exercise: $37.38From: 2019-02-22Exp: 2026-02-22Common Stock (2,910 underlying)
Footnotes (2)
  • [F1]Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $79.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES