4//SEC Filing
FRIEDBERG ALBERT 4
Accession 0001062993-24-016838
CIK 0001205922other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:11 PM ET
Size
19.8 KB
Accession
0001062993-24-016838
Insider Transaction Report
Form 4
VACCINEX, INC.VCNX
FCMI Parent Co.
10% Owner
Transactions
- Exercise/Conversion
Common Stock
2024-09-18$5.64/sh+214,286$1,207,716→ 994,910 total(indirect: By FCMI Parent Co.) - Award
Warrant (Right to Buy)
2024-09-18$0.13/sh+653,210$81,651→ 653,210 total(indirect: By FCMI Parent Co.)Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (653,210 underlying) - Exercise/Conversion
Warrant (Right to Buy)
2024-09-18−214,286→ 0 total(indirect: By FCMI Parent Co.)Exercise: $5.64From: 2023-10-03Exp: 2028-10-03→ Common Stock (214,286 underlying) - Exercise/Conversion
Common Stock
2024-09-18$5.64/sh+25,723$144,975→ 1,020,633 total(indirect: By FCMI Parent Co.) - Exercise/Conversion
Warrant (Right to Buy)
2024-09-18−25,723→ 92,504 total(indirect: By FCMI Parent Co.)Exercise: $0.00From: 2024-02-08Exp: 2029-02-08→ Common Stock (25,723 underlying)
Holdings
- 180(indirect: By Pan Atlantic Holdings Ltd.)
Common Stock
- 16,724(indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
Common Stock
- 2,094
Common Stock
- 102,960(indirect: By FCMI Parent Co.)
Warrant (Right to Buy)
Exercise: $0.00From: 2024-03-28Exp: 2029-03-28→ Common Stock (102,960 underlying)
FRIEDBERG ALBERT
Director10% Owner
Transactions
- Exercise/Conversion
Warrant (Right to Buy)
2024-09-18−214,286→ 0 total(indirect: By FCMI Parent Co.)Exercise: $5.64From: 2023-10-03Exp: 2028-10-03→ Common Stock (214,286 underlying) - Award
Warrant (Right to Buy)
2024-09-18$0.13/sh+653,210$81,651→ 653,210 total(indirect: By FCMI Parent Co.)Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (653,210 underlying) - Exercise/Conversion
Common Stock
2024-09-18$5.64/sh+25,723$144,975→ 1,020,633 total(indirect: By FCMI Parent Co.) - Exercise/Conversion
Common Stock
2024-09-18$5.64/sh+214,286$1,207,716→ 994,910 total(indirect: By FCMI Parent Co.) - Exercise/Conversion
Warrant (Right to Buy)
2024-09-18−25,723→ 92,504 total(indirect: By FCMI Parent Co.)Exercise: $0.00From: 2024-02-08Exp: 2029-02-08→ Common Stock (25,723 underlying)
Holdings
- 2,094
Common Stock
- 180(indirect: By Pan Atlantic Holdings Ltd.)
Common Stock
- 16,724(indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
Common Stock
- 102,960(indirect: By FCMI Parent Co.)
Warrant (Right to Buy)
Exercise: $0.00From: 2024-03-28Exp: 2029-03-28→ Common Stock (102,960 underlying)
Footnotes (6)
- [F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F4]This warrant was originally reported on Form 4 with an exercise price of $14.00. Pursuant to a warrant inducement agreement by and between the issuer and FCMI dated September 17, 2024 (the "Warrant Inducement Agreement"), the exercise price of this warrant was adjusted to $5.636.
- [F5]This warrant was originally reported on Form 4 with an exercise price of $14.00. Pursuant to the Warrant Inducement Agreement, the exercise price of this warrant was adjusted to $5.636. FCMI partially exercised this warrant for 25,723 shares at an exercise price of $5.636 per share and pre-funded the remaining 92,504 shares at a price of $5.635. The exercise price for the remaining 92,504 shares underlying this warrant was subsequently adjusted to $0.001.
- [F6]This warrant was originally reported on Form 4 with an exercise price of $7.64. Pursuant to the Warrant Inducement Agreement, the exercise price of this warrant was adjusted to $5.636. FCMI pre-funded 102,960 shares underlying this warrant at a price of $5.634 per share and the exercise price was subsequently adjusted to $0.001.
Issuer
VACCINEX, INC.
CIK 0001205922
Entity typeother
Related Parties
1- filerCIK 0001268239
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 4:11 PM ET
- Size
- 19.8 KB