RIVERA ALFREDO 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Oct 1, 2024
Insider Transaction Report
Form 4
RIVERA ALFREDO
Director
Transactions
- Award
Phantom Stock Units
2024-09-27$86.09/sh+20$1,722→ 2,404 total→ Common Stock (20 underlying) - Award
Common Stock
2024-09-27+103→ 10,928 total
Footnotes (3)
- [F1]Grant of restricted stock units.
- [F2]The units convert to common stock on a one-for-one basis.
- [F3]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.