4//SEC Filing
Parallel49 Equity, ULC 4
Accession 0001062993-24-017440
CIK 0001641614other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 7:04 PM ET
Size
10.0 KB
Accession
0001062993-24-017440
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2024-10-02$21.00/sh−1,380,000$28,980,000→ 4,813,977 total(indirect: See footnote)
Transactions
- Sale
Common Stock
2024-10-02$21.00/sh−1,380,000$28,980,000→ 4,813,977 total(indirect: See footnote)
Transactions
- Sale
Common Stock
2024-10-02$21.00/sh−1,380,000$28,980,000→ 4,813,977 total(indirect: See footnote)
Footnotes (3)
- [F1]The shares were sold pursuant to that certain Underwriting Agreement between Reporting Person and Issuer dated September 30, 2024.
- [F2]867,782 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,027,160 shares of common stock of the Company. 512,218 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 1,786,817 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
- [F3]Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.
Issuer
CPI Card Group Inc.
CIK 0001641614
Entity typeother
IncorporatedIL
Related Parties
1- filerCIK 0001655148
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 7:04 PM ET
- Size
- 10.0 KB