DULLUM DAVID A R 4
4 · GLADSTONE INVESTMENT CORPORATION\DE · Filed Oct 11, 2024
Insider Transaction Report
Form 4
DULLUM DAVID A R
DirectorPresident
Transactions
- Gift
Common Stock
2024-10-10−3,000→ 0 total(indirect: By Trust)
Holdings
- 149,916
Common Stock
- 1,349(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Represents a distribution of securities by the Zena Mercedes Yvonne Dullum Trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets.
- [F2]These securities were held by the Zena Mercedes Yvonne Dullum Trust for the benefit of Mr. Dullum's family. Mr. Dullum was successor Trustee to the trust. Mr. Dullum does not have an economic interest in the trust and disclaims beneficial ownership of these securities. The filing of this report is not an admission that Mr. Dullum is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- [F3]Mr. Dullum disclaims beneficial ownership of these 1,349 shares held by his spouse and this report shall not be deemed an admission that Mr. Dullum is the beneficial owner of the securities for purposes of Section 16 or any other purpose.