QT IMAGING HOLDINGS, INC.·4

Nov 14, 9:03 PM ET

Katz Avi S 4

4 · QT IMAGING HOLDINGS, INC. · Filed Nov 14, 2024

Insider Transaction Report

Form 4
Period: 2024-11-12
Katz Avi S
DirectorCHAIRMAN
Transactions
  • Purchase

    Common Stock

    2024-11-12$0.58/sh+2,671,232$1,559,9992,671,232 total(indirect: By LLC)
  • Purchase

    Common Stock

    2024-11-12$0.58/sh+470,890$275,000657,960 total
  • Purchase

    Subscription Warrants (right to buy)

    2024-11-12$0.67/sh+2,671,232$1,795,0682,671,232 total(indirect: By LLC)
    Exercise: $0.67From: 2025-05-12Exp: 2030-05-12Common Stock (2,671,232 underlying)
  • Purchase

    Subscription Warrants (right to buy)

    2024-11-12$0.67/sh+470,890$316,438470,890 total
    Exercise: $0.67From: 2025-05-12Exp: 2030-05-12Common Stock (470,890 underlying)
Footnotes (2)
  • [F1]The shares shown were issued in exchange for principal under the Twelfth Amended and Restated Promissory Note (the "Promissory Note") of the Issuer held by GigAcqusitions5, LLC (the "Sponsor"), which Promissory Note was surrendered by the Sponsor for cancellation.
  • [F2]The Common Stock is held directly by the Sponsor. The shares held by the Sponsor are beneficially owned by Dr. Katz. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.

Documents

1 file
  • 4
    form4.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES