Zauderer Maurice 4
4 · VACCINEX, INC. · Filed Nov 18, 2024
Insider Transaction Report
Form 4
VACCINEX, INC.VCNX
Zauderer Maurice
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2024-11-14$3.25/sh+46,153$149,997→ 297,941 total(indirect: By Vaccinex (Rochester), L.L.C.)
Holdings
- 66
Stock Option (Right to Buy)
Exercise: $615.30Exp: 2031-04-02→ Common Stock (66 underlying) - 266
Stock Option (Right to Buy)
Exercise: $92.26Exp: 2028-03-30→ Common Stock (266 underlying) - 133
Stock Option (Right to Buy)
Exercise: $270.90Exp: 2032-04-01→ Common Stock (133 underlying) - 15
Stock Option (Right to Buy)
Exercise: $1491.00Exp: 2025-12-23→ Common Stock (15 underlying) - 1,011(indirect: By Trust)
Common Stock
- 1,580
Common Stock
- 1,016(indirect: By Trust)
Common Stock
- 135
Stock Option (Right to Buy)
Exercise: $1402.80Exp: 2025-02-24→ Common Stock (135 underlying) - 170,475(indirect: By Vaccinex (Rochester), L.L.C.)
Warrant (Right to Buy)
Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (170,475 underlying) - 1,877
Stock Option (Right to Buy)
Exercise: $8.21Exp: 2034-03-21→ Common Stock (1,877 underlying)
Footnotes (7)
- [F1]Dr. Zauderer exercises voting control over shares held by this trust and disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.
- [F2]Dr. Zauderer is the president and a majority owner of Vaccinex (Rochester), L.L.C. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- [F3]Exercisable in full as of the date of this report.
- [F4]This option vests one-fourth on each of the first four anniversaries of the April 2, 2021 grant date, except as otherwise provided in the award notice.
- [F5]This option vests one-fourth on each of the first four anniversaries of the April 1, 2022 grant date, except as otherwise provided in the award notice.
- [F6]This option vests one-fourth on each of the first four anniversaries of the March 31, 2023 grant date, except as otherwise provided in the award notice.
- [F7]This option vests one-fourth on each of the first four anniversaries of the March 21, 2024 grant date, except as otherwise provided in the award notice.