FRIEDBERG ALBERT 4

4 · VACCINEX, INC. · Filed Nov 18, 2024

Form 4

Period: 2024-11-14

Director10% Owner

Transactions

Award
Common Stock
2024-11-14$3.25/sh+30,756$99,957→ 1,051,389 total(indirect: By FCMI Parent Co.)
Award
Warrant (Right to Buy)
2024-11-14$3.25/sh+584,646$1,900,041→ 584,646 total(indirect: By FCMI Parent Co.)
Exercise: $0.00→ Common Stock (584,646 underlying)

Holdings

Common Stock
2,094
Common Stock
(indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
16,724
Warrant (Right to Buy)
(indirect: By FCMI Parent Co.)
Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (653,210 underlying)
653,210
Common Stock
(indirect: By Pan Atlantic Holdings Ltd.)
180
Warrant (Right to Buy)
(indirect: By FCMI Parent Co.)
Exercise: $0.00→ Common Stock (102,960 underlying)
102,960
Warrant (Right to Buy)
(indirect: By FCMI Parent Co.)
Exercise: $0.00→ Common Stock (92,504 underlying)
92,504

Footnotes (4)

[F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F4]These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

Documents

1 file