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FRIEDBERG ALBERT 4

Accession 0001062993-24-019266

CIK 0001205922other
View on SEC.govCompany Profile

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 4:06 PM ET

Size

15.5 KB

Accession

0001062993-24-019266

Insider Transaction Report

Form 4
Period: 2024-11-14
VACCINEX, INC.VCNX
FRIEDBERG ALBERT
Director10% Owner
Transactions
  • Award

    Common Stock

    2024-11-14$3.25/sh+30,756$99,957→ 1,051,389 total(indirect: By FCMI Parent Co.)
  • Award

    Warrant (Right to Buy)

    2024-11-14$3.25/sh+584,646$1,900,041→ 584,646 total(indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (584,646 underlying)
Holdings

  • Common Stock

    2,094

  • Common Stock

    (indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
    16,724

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (653,210 underlying)
    653,210

  • Common Stock

    (indirect: By Pan Atlantic Holdings Ltd.)
    180

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (102,960 underlying)
    102,960

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (92,504 underlying)
    92,504
FCMI Parent Co.
10% Owner
Transactions
  • Award

    Warrant (Right to Buy)

    2024-11-14$3.25/sh+584,646$1,900,041→ 584,646 total(indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (584,646 underlying)
  • Award

    Common Stock

    2024-11-14$3.25/sh+30,756$99,957→ 1,051,389 total(indirect: By FCMI Parent Co.)
Holdings

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $5.64From: 2024-09-18Exp: 2029-09-18→ Common Stock (653,210 underlying)
    653,210

  • Common Stock

    (indirect: By Friedberg Global-Macro Hedge Fund Ltd.)
    16,724

  • Common Stock

    (indirect: By Pan Atlantic Holdings Ltd.)
    180

  • Common Stock

    2,094

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (102,960 underlying)
    102,960

  • Warrant (Right to Buy)

    (indirect: By FCMI Parent Co.)
    Exercise: $0.00→ Common Stock (92,504 underlying)
    92,504
Footnotes (4)
  • [F1]Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F2]Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F3]Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  • [F4]These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.

Documents

1 file

Issuer

VACCINEX, INC.

CIK 0001205922

→
Entity typeother

Related Parties

1
  • filerCIK 0001268239

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:06 PM ET
Size
15.5 KB
View on SEC.gov