4//SEC Filing
MILLER MATTHEW CRAIG 4
Accession 0001062993-24-020400
CIK 0001699838other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 8:11 PM ET
Size
46.0 KB
Accession
0001062993-24-020400
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
MILLER MATTHEW CRAIG
Director
Transactions
- Sale
Class A Common Stock
2024-12-10$32.16/sh−105,572$3,395,523→ 0 total(indirect: Sequoia Capital Fund, LP) - Conversion
Class A Common Stock
2024-12-06+46,288→ 46,288 total(indirect: Sequoia Capital Fund, LP) - Sale
Class A Common Stock
2024-12-10$32.16/sh−16,477$529,951→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2024-12-10+105,572→ 105,572 total(indirect: Sequoia Capital Fund, LP) - Conversion
Class B Common Stock
2024-12-06−7,224→ 569,098 total(indirect: By LLC)→ Class A Common Stock (7,224 underlying) - Sale
Class A Common Stock
2024-12-09$32.54/sh−23,608$768,278→ 23,325 total(indirect: By LLC) - Sale
Class A Common Stock
2024-12-09$32.54/sh−151,267$4,922,697→ 149,446 total(indirect: Sequoia Capital Fund, LP) - Conversion
Class A Common Stock
2024-12-10+16,477→ 16,477 total(indirect: By LLC) - Conversion
Class B Common Stock
2024-12-09−300,713→ 3,345,648 total(indirect: Sequoia Capital Fund, LP)→ Class A Common Stock (300,713 underlying) - Conversion
Class B Common Stock
2024-12-10−16,477→ 505,689 total(indirect: By LLC)→ Class A Common Stock (16,477 underlying) - Sale
Class A Common Stock
2024-12-09$33.46/sh−47,425$1,586,703→ 102,021 total(indirect: Sequoia Capital Fund, LP) - Sale
Class A Common Stock
2024-12-09$32.55/sh−102,021$3,320,712→ 0 total(indirect: Sequoia Capital Fund, LP) - Conversion
Class B Common Stock
2024-12-06−46,288→ 3,646,362 total(indirect: Sequoia Capital Fund, LP)→ Class A Common Stock (46,288 underlying) - Conversion
Class A Common Stock
2024-12-06+7,224→ 7,224 total(indirect: By LLC) - Sale
Class A Common Stock
2024-12-06$33.64/sh−7,224$243,016→ 0 total(indirect: By LLC) - Sale
Class A Common Stock
2024-12-09$32.55/sh−15,923$518,283→ 0 total(indirect: By LLC) - Conversion
Class A Common Stock
2024-12-09+300,713→ 300,713 total(indirect: Sequoia Capital Fund, LP) - Sale
Class A Common Stock
2024-12-06$33.64/sh−46,288$1,557,133→ 0 total(indirect: Sequoia Capital Fund, LP) - Conversion
Class A Common Stock
2024-12-09+46,933→ 46,933 total(indirect: By LLC) - Sale
Class A Common Stock
2024-12-09$33.46/sh−7,402$247,649→ 15,923 total(indirect: By LLC) - Conversion
Class B Common Stock
2024-12-09−46,933→ 522,166 total(indirect: By LLC)→ Class A Common Stock (46,932 underlying) - Conversion
Class B Common Stock
2024-12-10−105,572→ 3,240,076 total(indirect: Sequoia Capital Fund, LP)→ Class A Common Stock (105,572 underlying)
Holdings
- 9,830(indirect: Estate planning vehicle)
Class A Common Stock
Footnotes (7)
- [F1]The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
- [F2]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.55 to $33.73. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.14 to $33.11. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.17 to $33.84. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F5]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.39 to $32.92. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F6]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.54. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
- [F7]The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
Related Parties
1- filerCIK 0001866643
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 8:11 PM ET
- Size
- 46.0 KB