4//SEC Filing
Trompeter Patricia 4
Accession 0001062993-24-020570
CIK 0001591956other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 8:42 PM ET
Size
17.4 KB
Accession
0001062993-24-020570
Insider Transaction Report
Form 4
Trompeter Patricia
DirectorCEO
Transactions
- Sale
Common Stock
2024-12-11$1.30/sh−20,000$26,000→ 577,187 total - Sale
Common Stock
2024-12-12$1.27/sh−10,000$12,700→ 567,187 total - Sale
Common Stock
2024-12-10$1.31/sh−20,000$26,200→ 597,187 total - Exercise/Conversion
Restricted Stock Unit (RSU)
2024-12-10−187,500→ 486,607 total→ Common Stock (187,500 underlying) - Exercise/Conversion
Common Stock
2024-12-10+187,500→ 617,187 total
Footnotes (5)
- [F1]Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
- [F2]This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024.
- [F3]This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.30 to $1.33, inclusive.
- [F4]This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 10, 2024. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.27 to $1.285, inclusive.
- [F5]The RSUs reported under Column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 17,857 shares vest 4/8/25 and (ii) 93,750 vest quarterly beginning 12/31/24 until 12/31/25.
Issuer
Sphere 3D Corp.
CIK 0001591956
Entity typeother
Related Parties
1- filerCIK 0001888940
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 8:42 PM ET
- Size
- 17.4 KB