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4//SEC Filing

Ventura Joseph C 4

Accession 0001062993-24-020718

CIK 0000049071other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 10:59 AM ET

Size

23.9 KB

Accession

0001062993-24-020718

Insider Transaction Report

Form 4
Period: 2024-12-15
Ventura Joseph C
Chief Legal Officer
Transactions
  • Tax Payment

    Humana Common

    2024-12-15$271.68/sh259$70,36411,194 total
  • Tax Payment

    Humana Common

    2024-12-15$271.68/sh164$44,55511,586 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-12-15359360 total
    Humana Common (359 underlying)
  • Tax Payment

    Humana Common

    2024-12-15$271.68/sh165$44,82611,391 total
  • Exercise/Conversion

    Humana Common

    2024-12-15+35911,750 total
  • Exercise/Conversion

    Humana Common

    2024-12-15+36211,556 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-12-153620 total
    Humana Common (362 underlying)
Holdings
  • Options

    Exercise: $425.06Exp: 2029-02-21Humana Common (3,932 underlying)
    3,932
  • Options

    Exercise: $367.21Exp: 2031-02-21Humana Common (6,572 underlying)
    6,572
  • Options

    Exercise: $350.79Exp: 2027-02-24Humana Common (4,656 underlying)
    4,656
  • Options

    Exercise: $376.61Exp: 2028-02-22Humana Common (4,598 underlying)
    4,598
  • Options

    Exercise: $510.24Exp: 2030-02-24Humana Common (4,162 underlying)
    4,162
  • Humana Common

    (indirect: See Footnote)
    259
Footnotes (11)
  • [F1]Shares held for the benefit of reporting person as of November 30, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
  • [F10]Includes 3,858 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
  • [F11]Shares disposed of represent payment for tax liability on Restricted Stock Units vested on 12/15/24.
  • [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
  • [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
  • [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
  • [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
  • [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
  • [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  • [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
  • [F9]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Issuer

HUMANA INC

CIK 0000049071

Entity typeother

Related Parties

1
  • filerCIK 0001768291

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 10:59 AM ET
Size
23.9 KB