Diamond Susan M 4
4 · HUMANA INC · Filed Dec 17, 2024
Insider Transaction Report
Form 4
HUMANA INCHUM
Diamond Susan M
Chief Financial Officer
Transactions
- Tax Payment
Humana Common
2024-12-15$271.68/sh−393$106,768→ 19,567 total - Tax Payment
Humana Common
2024-12-15$271.68/sh−234$63,572→ 19,845 total - Exercise/Conversion
Humana Common
2024-12-15+588→ 20,433 total - Exercise/Conversion
Restricted Stock Units
2024-12-15−588→ 588 total→ Humana Common (588 underlying) - Exercise/Conversion
Humana Common
2024-12-15+512→ 20,079 total - Tax Payment
Humana Common
2024-12-15$271.68/sh−268$72,809→ 20,165 total - Exercise/Conversion
Restricted Stock Units
2024-12-15−512→ 0 total→ Humana Common (512 underlying)
Holdings
- 5,562
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,562 underlying) - 9,989
Options
Exercise: $367.21Exp: 2031-02-21→ Humana Common (9,989 underlying) - 1,508
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (1,508 underlying) - 3,793
Options
Exercise: $428.68Exp: 2028-08-01→ Humana Common (3,793 underlying) - 6,810
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (6,810 underlying) - 2,213(indirect: See Footnote)
Humana Common
- 329(indirect: See Footnote.)
Phantom Stock Units
→ Humana Common (329 underlying)
Footnotes (12)
- [F1]Shares held for the benefit of the reporting person as of November 30, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
- [F11]Phantom Stock Units held for the benefit of reporting person as of November 30, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
- [F12]Shares disposed of represent payment of tax liability resulting from Restricted Stock Units vested on 12/15/24.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
- [F9]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.