Houston Daniel Joseph 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Dec 20, 2024
Insider Transaction Report
Form 4
Houston Daniel Joseph
President - Ret. & Invst. Svcs
Transactions
- Award
Phantom Stock Units
2024-12-18$74.91/sh+18$1,348→ 1,874 total→ Common Stock (18 underlying) - Award
Common Stock
2024-12-18+1,093→ 182,841 total
Holdings
- 125,000(indirect: By Trust)
Common Stock
- 45,823(indirect: By Trust)
Common Stock
- 4,041(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]Grant of restricted stock units.
- [F2]Includes 605 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Joan M. Houston 2021 Trust
- [F4]Daniel J. Houston 2019 DGT Exempt Trust
- [F5]The units convert to common stock on a one-for-one basis.
- [F6]Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.