4//SEC Filing
Diamond Susan M 4
Accession 0001062993-25-000093
CIK 0000049071other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 1:11 PM ET
Size
17.2 KB
Accession
0001062993-25-000093
Insider Transaction Report
Form 4
HUMANA INCHUM
Diamond Susan M
Chief Financial Officer
Transactions
- Other
Phantom Stock Units
2024-12-31$260.73/sh+1$261→ 332 total(indirect: See Footnote.)→ Humana Common (1 underlying)
Holdings
- 9,989
Options
Exercise: $367.21Exp: 2031-02-21→ Humana Common (9,989 underlying) - 2,219(indirect: See Footnote)
Humana Common
- 1,508
Options
Exercise: $376.61Exp: 2028-02-22→ Humana Common (1,508 underlying) - 3,793
Options
Exercise: $428.68Exp: 2028-08-01→ Humana Common (3,793 underlying) - 20,165
Humana Common
- 5,562
Options
Exercise: $425.06Exp: 2029-02-21→ Humana Common (5,562 underlying) - 6,810
Options
Exercise: $510.24Exp: 2030-02-24→ Humana Common (6,810 underlying) - 588
Restricted Stock Units
→ Humana Common (588 underlying)
Footnotes (10)
- [F1]Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
- [F10]Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.
- [F2]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
- [F3]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
- [F4]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
- [F5]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
- [F6]Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
- [F7]Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- [F8]Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
- [F9]Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
Issuer
HUMANA INC
CIK 0000049071
Entity typeother
Related Parties
1- filerCIK 0001782445
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 1:11 PM ET
- Size
- 17.2 KB