Houston Daniel Joseph 4
4 · PRINCIPAL FINANCIAL GROUP INC · Filed Apr 1, 2025
Insider Transaction Report
Form 4
Houston Daniel Joseph
President - Ret. & Invst. Svcs
Transactions
- Award
Phantom Stock Units
2025-03-28$83.06/sh+17$1,412→ 1,891 total→ Common Stock (17 underlying) - Award
Common Stock
2025-03-28+1,479→ 270,449 total
Holdings
- 125,000(indirect: By Trust)
Common Stock
- 4,078(indirect: By 401(k))
Common Stock
- 45,823(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Grant of restricted stock units.
- [F2]Includes 610 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Joan M. Houston 2021 Trust
- [F4]Daniel J. Houston 2019 DGT Exempt Trust
- [F5]The units convert to common stock on a one-for-one basis.
- [F6]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.