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4//SEC Filing

Staggs Joe David JR 4

Accession 0001062993-25-007630

CIK 0001089907other

View on SEC.gov Company Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 4:34 PM ET

Size

11.4 KB

Accession

0001062993-25-007630

Insider Transaction Report

Form 4

Period: 2025-04-15

SWK Holdings CorpSWKH

Staggs Joe David JR

PRESIDENT

Transactions

Tax Payment
Common Stock
2025-04-15$18.10/sh−25,857$468,012→ 123,766 total
Exercise/Conversion
Common Stock
2025-04-15$9.61/sh+15,000$144,150→ 130,873 total
Exercise/Conversion
Common Stock
2025-04-15$12.50/sh+18,750$234,375→ 149,623 total
Exercise/Conversion
Employee Stock Option (right to buy)
2025-04-15−15,000→ 0 total
Exercise: $9.61Exp: 2026-07-11→ Common Stock (15,000 underlying)
Exercise/Conversion
Employee Stock Option (right to buy)
2025-04-15−18,750→ 0 total
Exercise: $12.50Exp: 2029-05-24→ Common Stock (18,750 underlying)

Footnotes (1)

[F1]These options are fully vested and exercisable.

Documents

1 file

4
form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Issuer

SWK Holdings Corp

CIK 0001089907

Entity typeother

Related Parties

1

filerCIK 0001946414

Filing Metadata

Form type: 4
Filed: Apr 16, 8:00 PM ET
Accepted: Apr 17, 4:34 PM ET
Size: 11.4 KB

View on SEC.gov