New Jason Griffin 4

4 · EASTMAN KODAK CO · Filed May 22, 2025

Form 4

Period: 2025-05-20

Director

Transactions

Disposition to Issuer
Restricted Stock Units
2025-05-20−19,921→ 0 total
Exercise: $0.00From: 2025-05-20Exp: 2025-05-20→ Common Stock, par value $.01 (19,921 underlying)
Award
Phantom Stock
2025-05-20+19,921→ 65,361 total
Exercise: $0.00→ Common Stock, par value $.01 (19,921 underlying)
Award
Restricted Stock Units
2025-05-21+16,393→ 16,393 total
Exercise: $0.00→ Common Stock, par value $.01 (16,393 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $6.03Exp: 2030-05-19→ Common Stock, par value $.01 (6,416 underlying)
6,416
Common Stock, par value $.01
88,002
Stock Option (Right to Buy)
Exercise: $4.53Exp: 2030-05-19→ Common Stock, par value $.01 (6,416 underlying)
6,416
Stock Option (Right to Buy)
Exercise: $3.03Exp: 2027-05-19→ Common Stock, par value $.01 (21,081 underlying)
21,081
Stock Option (Right to Buy)
Exercise: $12.00Exp: 2030-05-19→ Common Stock, par value $.01 (3,666 underlying)
3,666

Footnotes (4)

[F1]These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. New deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
[F2]Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
[F3]These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders.
[F4]This option has fully vested as of the date of this report.

Documents

1 file