Smith Alan E 4
4 · GRAHAM CORP · Filed Jun 11, 2025
Insider Transaction Report
Form 4
GRAHAM CORPGHM
Smith Alan E
VP of Operations
Transactions
- Award
Common Stock
2025-06-09+7,693→ 70,253 total - Tax Payment
Common Stock
2025-06-09$44.66/sh−3,619$161,625→ 66,634 total
Holdings
- 2,591
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,591 underlying) - 2,582
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,582 underlying) - 2,375
Restricted Stock Units
Exercise: $0.00→ Common Stock (2,375 underlying)
Footnotes (5)
- [F1]These shares were awarded to Mr. Smith upon the vesting of performance-based restricted stock units granted to him under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying this award vested after three years based on the Company's achievement on certain pre-determined performance measures over the eligible three-year period that ended on 3/31/2025.
- [F2]Shares withheld to cover tax withholding obligations upon the vesting of performance-based restricted stock units.
- [F3]These restricted stock units, which convert into common stock on a one-for-one basis, vest in substantially equal installments on each of 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.
- [F4]These restricted stock units, which convert into common stock on a one-for-one basis, vest on 5/17/2026, except as otherwise provided in the award notice.
- [F5]These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice.