4//SEC Filing
Houston Daniel Joseph 4
Accession 0001062993-25-012390
CIK 0001126328other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 6:25 PM ET
Size
9.4 KB
Accession
0001062993-25-012390
Insider Transaction Report
Form 4
Houston Daniel Joseph
President - Ret. & Invst. Svcs
Transactions
- Award
Common Stock
2025-06-27+859→ 271,613 total - Award
Phantom Stock Units
2025-06-27$79.19/sh+18$1,425→ 1,909 total→ Common Stock (18 underlying)
Holdings
- 45,823(indirect: By Trust)
Common Stock
- 4,117(indirect: By 401(k))
Common Stock
- 125,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Grant of restricted stock units.
- [F2]Includes 915 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- [F3]Joan M. Houston 2021 Trust
- [F4]Daniel J. Houston 2019 DGT Exempt Trust
- [F5]The units convert to common stock on a one-for-one basis.
- [F6]The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Issuer
PRINCIPAL FINANCIAL GROUP INC
CIK 0001126328
Entity typeother
Related Parties
1- filerCIK 0001326278
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 6:25 PM ET
- Size
- 9.4 KB