|4Sep 21, 3:41 PM ET

KAY CHRISTINA 4

4 · INTEGRATED BIOPHARMA INC · Filed Sep 21, 2023

Insider Transaction Report

Form 4
Period: 2023-05-25
KAY CHRISTINA
DirectorExecutive Vice President
Transactions
  • Award

    Common Stock

    2023-05-25$0.40/sh+3,410,512$1,364,2053,410,512 total(indirect: As Co-Executor of the Estate of E Gerald Kay)
  • Award

    Common Stock

    2023-09-20$0.09/sh+50,000$4,5001,273,467 total
  • Award

    Stock Option (right to buy)

    2023-05-25+66,66766,667 total(indirect: As Co-Executor of the Estate of E Gerald Kay)
    Exercise: $0.72From: 2021-11-04Exp: 2024-03-20Common Stock (66,667 underlying)
  • Award

    Stock Option (right to buy)

    2023-05-25+150,000150,000 total(indirect: As Co-Executor of the Estate of E Gerald Kay)
    Exercise: $0.23From: 2019-05-24Exp: 2024-03-20Common Stock (150,000 underlying)
  • Award

    Stock Option (right to buy)

    2023-05-25+21,66721,667 total(indirect: As Co-Executor of the Estate of E Gerald Kay)
    Exercise: $1.04From: 2022-11-03Exp: 2024-03-20Common Stock (21,667 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2023-09-2050,000200,000 total
    Exercise: $0.09From: 2015-06-02Exp: 2025-06-02Common Stock (50,000 underlying)
Footnotes (5)
  • [F1]Date Ms. Kay was appointed Co-Executor of the Estate of E Gerald Kay.
  • [F2]Closing price of the Issuer's Common Stock on March 20, 2023, date of transfer into the Estate of E Gerald Kay.
  • [F3]50,000 common stock shares acquired upon exercise of stock option grant dated June 2, 2015.
  • [F4]25,000 vested on May 24, 2019 and in 41,667 vested each May 24, 2020 and 2021 and 41,666 vested on May 24, 2022.
  • [F5]33,334 vested on November 4, 2021, the one year anniversary of the grant date and 33,333 vested on November 4, 2022, the second year anniversary of the grant date.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT