4//SEC Filing
MARCELL FREDERICK A JR 4
Accession 0001065407-07-000390
CIK 0001163428other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 5:10 PM ET
Size
22.1 KB
Accession
0001065407-07-000390
Insider Transaction Report
Form 4
MARCELL FREDERICK A JR
Director
Transactions
- Sale
Common Stock
2007-06-19$12.81/sh−417$5,342→ 45,729 total - Sale
Common Stock
2007-06-19$12.76/sh−200$2,552→ 46,346 total - Sale
Common Stock
2007-06-19$12.75/sh−2,988$38,097→ 42,041 total - Sale
Common Stock
2007-06-19$12.79/sh−100$1,279→ 46,546 total - Sale
Common Stock
2007-06-19$12.78/sh−700$8,946→ 45,029 total
Holdings
- 718(indirect: By Spouse)
Common Stock
- 78,750
Stock Option (Right to Buy)
Exercise: $12.18Exp: 2012-11-25→ Common Stock (78,750 underlying) - 40,222
Stock Option (Right to Buy)
Exercise: $3.79Exp: 2009-10-26→ Common Stock (40,222 underlying) - 75,527(indirect: By 401(k))
Common Stock
- 40,652(indirect: By Deferred Compensation Plan)
Common Stock
- 10,911(indirect: By ESOP)
Common Stock
- 8,379
Stock Option (Right to Buy)
Exercise: $7.94Exp: 2012-01-22→ Common Stock (8,379 underlying)
Footnotes (5)
- [F1]On January 23, 2007, the Issuer declared a 5% stock dividend, payable on February 23, 2007 to all holders of record of common stock on February 9, 2007. As a result, the reporting person received .05 shares of Issuer common stock for each share held as of Februrary 9, 2007.
- [F2]Includes 1,354 shares granted pursuant to the 2005 Recognition and Retention Plan ("RRP") which reflect the unvested portion of a grant amount originally covering 1,935 shares that commenced vesting at a rate of 33.33% per year on January 6, 2007 and was adjusted for the stock dividend. Also includes the grant of 2,032 shares pursuant to the 2005 RRP that vest over three years at 33.33% per year commencing on January 5, 2008 that originally represented a grant of 1,935 shares that was adjusted for the stock dividend and 8,400 shares held in the 2002 RRP Trust allocated to the Reporting Person which reflect the unvested portion of a grant amount originally covering 40,000 shares that commenced vesting at a rate of 20% per year on November 25, 2003 and was adjusted for the stock dividend.
- [F3]The reporting person disclaims beneficial ownership of these securities; and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F4]These options were previously reported as options for 38,307, 7,980 and 75,000 shares of common stock at exercise prices of $3.9744, $8.3326 and $12.79 per share, respectively, but were adjusted to reflect the stock dividend declared on January 23, 2007.
- [F5]The options vest at a rate of 20% per year commencing on the first anniversary of the date of grant.
Documents
Issuer
WILLOW FINANCIAL BANCORP, INC.
CIK 0001163428
Entity typeother
Related Parties
1- filerCIK 0001213459
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 5:10 PM ET
- Size
- 22.1 KB