Home/Filings/4/0001065407-11-000716
4//SEC Filing

Sandoski Jack J 4

Accession 0001065407-11-000716

CIK 0001397533other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:29 PM ET

Size

19.0 KB

Accession

0001065407-11-000716

Insider Transaction Report

Form 4
Period: 2011-10-01
Sandoski Jack J
SVP & Chief Financial Officer
Transactions
  • Other

    Common Stock

    2011-10-01$5.46/sh5,665$30,93155,920 total
  • Disposition to Issuer

    Common Stock

    2011-10-0155,9200 total
  • Disposition to Issuer

    Common Stock

    2011-10-0148,005.3230 total(indirect: By 401(k))
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2011-10-0193,6000 total
    Exercise: $7.51From: 2010-07-05Exp: 2015-07-05Common Stock (93,600 underlying)
  • Other

    Common Stock

    2011-10-01$5.46/sh14,644$79,95627,219.09 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-10-0114,235.4940 total(indirect: By ESOP)
  • Disposition to Issuer

    Common Stock

    2011-10-0127,219.090 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2011-10-01105,0000 total
    Exercise: $9.11Exp: 2018-01-30Common Stock (105,000 underlying)
Footnotes (11)
  • [F1]Disposition to the Issuer solely to meet tax obligation for distribution from the 2007 Recognition and Retention Plan Trust.
  • [F10]This option, which provided for vesting in five equal annual installments beginning January 30, 2009, was assumed by SUSQ in the merger and replaced with an option to purchase 138,600 shares of SUSQ common stock for $6.91 per share.
  • [F11]This option, which provided for vesting in five equal annual installments beginning July 5, 2006, was assumed by SUSQ in the merger and replaced with an option to purchase 123,552 shares of SUSQ common stock for $5.69 per share.
  • [F2]Includes 16,000 shares held by the reporting person's mother for whom he has power of attorney and over which he disclaims beneficial ownership.
  • [F3]Disposed of pursuant to merger agreement between issuer and Susquehanna Bancshares, Inc. ("SUSQ") in exchange for 73,814 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F4]Disposition to the Issuer solely to meet tax obligation for distribution from deferred compensation plan.
  • [F5]The reporting person disclaims beneficial ownership of these securities; and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F6]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 35,929 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F7]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 63,367 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F8]Includes shares allocated to the reporting person's 401(k) Plan and ESOP accounts since the last filed report.
  • [F9]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 138,600 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.

Issuer

ABINGTON BANCORP, INC./PA

CIK 0001397533

Entity typeother

Related Parties

1
  • filerCIK 0001310543

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:29 PM ET
Size
19.0 KB