Home/Filings/4/0001065407-11-000718
4//SEC Filing

Kovalcheck Frank 4

Accession 0001065407-11-000718

CIK 0001397533other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 5:31 PM ET

Size

20.6 KB

Accession

0001065407-11-000718

Insider Transaction Report

Form 4
Period: 2011-10-01
Kovalcheck Frank
Senior Vice President
Transactions
  • Other

    Common Stock

    2011-10-01$5.46/sh2,617$14,2897,501.096 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-10-0115,6910 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2011-10-0112,306.5390 total(indirect: By ESOP)
  • Other

    Common Stock

    2011-10-01$5.46/sh4,270$23,31447,340 total
  • Disposition to Issuer

    Common Stock

    2011-10-0147,3400 total
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2011-10-0193,6000 total
    Exercise: $7.51From: 2010-07-05Exp: 2015-07-05Common Stock (93,600 underlying)
  • Disposition to Issuer

    Common Stock

    2011-10-017,501.0960 total(indirect: By Deferred Compensation Plan)
  • Disposition to Issuer

    Common Stock

    2011-10-0114,439.150 total(indirect: By 401(k))
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2011-10-01105,0000 total
    Exercise: $9.11Exp: 2018-01-30Common Stock (105,000 underlying)
Footnotes (12)
  • [F1]Disposition to the Issuer solely to meet tax obligation for distribution from the 2007 Recognition and Retention Plan Trust.
  • [F10]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 19,059 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F11]This option, which provided for vesting in five equal annual installments beginning January 30, 2009, was assumed by SUSQ in the merger and replaced with an option to purchase 138,600 shares of SUSQ common stock for $6.91 per share.
  • [F12]This option, which provided for vesting in five equal annual installments beginning July 5, 2006, was assumed by SUSQ in the merger and replaced with an option to purchase 123,552 shares of SUSQ common stock for $5.69 per share.
  • [F2]Includes 12,288 shares held jointly with the reporting person's spouse.
  • [F3]Disposed of pursuant to merger agreement between issuer and Susquehanna Bancshares, Inc. ("SUSQ") in exchange for 62,488 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F4]Disposition to the Issuer solely to meet tax obligation for distribution from deferred compensation plans.
  • [F5]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F6]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 9,901 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F7]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 20,712 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F8]Disposed of pursuant to merger agreement between issuer and SUSQ in exchange for 16,244 shares of SUSQ common stock having a market value of $5.46 per share on the effective date of the merger.
  • [F9]Includes shares allocated to the reporting person's accounts in the 401(k) Plan and ESOP since the last filed report.

Issuer

ABINGTON BANCORP, INC./PA

CIK 0001397533

Entity typeother

Related Parties

1
  • filerCIK 0001310546

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 5:31 PM ET
Size
20.6 KB