PLOUGH GERALD F 4

4 · STATE INVESTORS BANCORP, INC. · Filed Jan 25, 2013

Form 4

Period: 2013-01-24

SVP - Chief Deposit Officer(1)

Transactions

Holdings

Common Stock
(indirect: By Spouse)
1,500
Common Stock
(indirect: By Trust)
900
Common Stock
(indirect: By 401(k))
23,995.408
Common Stock
(indirect: By Trust)
293
Common Stock
(indirect: By ESOP)
267.766
Employee Stock Option (right to buy)
Exercise: $11.82Exp: 2022-01-24→ Common Stock (14,547 underlying)
14,547

Footnotes (5)

[F1]Disposition solely to meet tax obligation for distribution from Recognition and Retention Plan.
[F2]Includes 3,990 shares held in the 2012 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 4,655 shares that commenced vesting ratably over seven years at 14.285% per year on January 24, 2013.
[F3]Reflects units which represent share interests in the Issuer's 401(k) Plan. Based on a report dated January 23, 2013.
[F4]These shares are held in a trust for the benefit of the reporting person's son. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
[F5]The options are vesting ratably over seven years at 14.285% per year commencing on January 24, 2013.

Documents

1 file