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PLOUGH GERALD F 4

Accession 0001065407-13-000054

CIK 0001513971other

Filed

Jan 24, 7:00 PM ET

Accepted

Jan 25, 12:34 PM ET

Size

10.5 KB

Accession

0001065407-13-000054

Insider Transaction Report

Form 4
Period: 2013-01-24
PLOUGH GERALD F
SVP - Chief Deposit Officer(1)
Transactions
  • Tax Payment

    Common Stock

    2013-01-24$14.25/sh257$3,6624,398 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    1,500
  • Common Stock

    (indirect: By Trust)
    900
  • Common Stock

    (indirect: By 401(k))
    23,995.408
  • Common Stock

    (indirect: By Trust)
    293
  • Common Stock

    (indirect: By ESOP)
    267.766
  • Employee Stock Option (right to buy)

    Exercise: $11.82Exp: 2022-01-24Common Stock (14,547 underlying)
    14,547
Footnotes (5)
  • [F1]Disposition solely to meet tax obligation for distribution from Recognition and Retention Plan.
  • [F2]Includes 3,990 shares held in the 2012 Recognition and Retention Plan Trust which reflect the unvested portion of a grant amount originally covering 4,655 shares that commenced vesting ratably over seven years at 14.285% per year on January 24, 2013.
  • [F3]Reflects units which represent share interests in the Issuer's 401(k) Plan. Based on a report dated January 23, 2013.
  • [F4]These shares are held in a trust for the benefit of the reporting person's son. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F5]The options are vesting ratably over seven years at 14.285% per year commencing on January 24, 2013.

Issuer

STATE INVESTORS BANCORP, INC.

CIK 0001513971

Entity typeother

Related Parties

1
  • filerCIK 0001518946

Filing Metadata

Form type
4
Filed
Jan 24, 7:00 PM ET
Accepted
Jan 25, 12:34 PM ET
Size
10.5 KB